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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-30 |
| CA | RA | APPROVED | 2024-01-19 |
| FL | RA | APPROVED | 2024-01-19 |
| GA | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-19 |
| NC | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
6400 East El Dorado Circle, Suite B150, Tucson, AZ 85715 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fortis Investors, Inc./Woodbury Financial Services, Inc | Tucson | AZ | 12/1990 | 01/2024 |
| Osaic Wealth, Inc. | Tucson | AZ | 01/2024 | Present |
1. HORIZON INVESTMENTS POSITION: board member NATURE: Advisory capacity only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 6210 Ardrey Kell Rd, Charlotte NC 28078, United States DESCRIPTION: Simply be open to listening, offering suggestions, provide feedback and be a part of the national group of advisors that utilize their platform. 2. POWER WOMEN INVESTING POSITION: advisor/speaker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/03/2011 ADDRESS: 6400 E El Dorado Circle, B150, Tucson AZ 85715, United States DESCRIPTION: part of power women investing we offer basic skills through teaching without a fee and without any future compensation All teaching tools are approved and all handouts are approved. I am the speaker to non profits specifically the Haven a place for addict moms and their children the YWCA support system for women to get back on their feet and United Way. 3. POWER WOMEN INVESTING POSITION: owner NATURE: This is set up as an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 06/05/2006 DESCRIPTION: I sell traditionally life products, LTC, and disability sales/service of securities accounts financial planning 4. MRW POSITION: sale rep NATURE: MRW is an active MGA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/18/2016 ADDRESS: 310 S Dale Mabry, Tampa FL 33609, United States DESCRIPTION: no duties but attempting to find the best product for my client within the insurance recommendation. I am doing life insurance, disability, long term care, and fixed annuities. 5. 6775 E CAMINO PRINCIPAL POSITION: owner NATURE: rental LLC that receives rental and income from 6775 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2010 ADDRESS: 6400 E El Dorado Circle, B150, Tucson AZ 85715, United States DESCRIPTION: no duties 6.TIANA RONSTADT POSITION: owner NATURE: speaker, author, motivator, and owner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2008 ADDRESS: 2800 n Camino principal, Tucson AZ 85715, United States DESCRIPTION: keynote speaking, workshops and leadership retreats 8. KAPPA KAPPA GAMMA FOUNDATION POSITION: Board of Trustee NATURE: 501c3 Foundation and Endowment INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2022 ADDRESS: 6640 Riverside Drive, Suite 200, Dublin OH 43017, United States DESCRIPTION: Donor relations, fundraising for education and scholarships, approval of scholarships, and overall communication with donors. 9. STEELE ADVISORY BOARD POSITION: member of the board NATURE: It is an advisory board to the Steele Children's Research Center held at Banner Hospital and part of the University of Arizona medical school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2026 ADDRESS: 4455 E Camelback Rd, SteE-125, Phoenix AZ 85018, United States DESCRIPTION: attending 6 in person board meetings during the year held September to May
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-08 |
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