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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-05 |
| CA | RA | APPROVED | 2013-01-15 |
Branch Locations
400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States
1860 Silver Tip Rd [Vacation/Secondary Home], Tahoe City, CA 96145 • United States
El Dorado Hills, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Sacramento | CA | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-22 |
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