Richard John Getzen

Current Employers

Employment History

• 03/1996 → Present
  The Getzen Group, Inc.
  Scottsdale, AZ

Previous Registrations

• 1997-03-21 → 2017-12-31
  The Getzen Group, Inc.
  Scottsdale, AZ

Other Businesses

THE GETZEN GROUP INC A ARIZONA CORPORATION; 14362 N FRANK LLOYD WRIGHT BLVD, STE 1000, SCOTTSDALE, AZ 85260(GGI). GGI HAS NO CUSTODY OR CONTROL OVER THE FUNDS OF OTHERS FOR ALL OBA'S LISTED BELOW. ADDRESS IS THE SAME FOR ALL OBA'S. START DATE FOR GGI MARCH 1996.RICHARD GETZEN IS MANAGING PRICIPAL AND PRESIDENT.GGI IA SVCS; FEE FOR SERVICE,NON-INVESTMENT RELATED- COMPREHENSIVE FINANCIAL PLANNING/ ESTATE PLANNING AND WEALTH MANAGEMENT CONSULTING SERVICES FOR A FEE- 5% TIME SPENT/ 8HRS MONTHLY.- THE GETZEN GROUP - IA SVCS; ASSET BASED FEE,DISCRETIONARY AND NON-DISCRETIONARY ASSET MANAGMENT MNGMT THROUGH DAY TO DAY MANAGEMENT OF CLIENT FINANCIAL ASSETS HELD AT CUSTODIAN(S) ACCORDING TO INVESTMENT POLICY STATEMENT,MANAGING PRINCIPAL. 80% OF TIME SPENT, 128 HRS/MONTH.GGI- FEE FOR SERVICE, LEGAL DOUCMENT PREPARATION- NON-INVESTMENT RELATED. PREPARATION OF LEGAL DOCUMENTS, ESTATE PLANNING AND ADMINISTRATIVE DOCUMENTS, FORMATION DOCUMENTS FOR LEGAL ENTITIES. GGI HODLS A STANDARD CERTIFICATE TO ACT AS A AZCLDP WITH THE SUPREME COURT OF AIROZNA.5% TIME SPENT, 8HRS A MONTH. ACTS IN THE CAPICITY OF MANAGING PRINCIPAL. RICHARD GETZEN; TRADITONAL FIXED INSURANCE SALES PRODUCER 2% OF TIME SPENT. 16HRS A MONTH. REIMERS FINANCIAL GROUP NON- INVESTMENT RELATED, AN ARIZONA CORPORATION AND WHOLLY OWNED SUBSIDIARY OF GGI-FEE FOR SERVICE TAX PREP AND TAX PLANNING BUSINESS. 5% TIME SPENT, 8HRS A MONTH, ACTS IN THE CAPACITY OF MANAGING PRICIPAL.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-01-10
• S65 Uniform Investment Adviser Law Examination
  1996-07-22

Designations