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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-05-02 |
| TX | RA | APPROVED | 2016-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tax Return Preps | Villa Grove | IL | 04/2006 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | Present |
| Villa Grove Schools | Villa Grove | IL | 07/2002 | Present |
| Loman Ray Insurance | Broadlands | IL | 01/2005 | Present |
1.VILLA GROVE SCHOOL DISTRICT #302, NOT INVESTMENT-RELATED, 400 SYCAMORE VILLA GROVE, IL 61956, EMPLOYEE OF THE SCHOOL DISTRICT, VARSITY GILR'S BASKETBALL COACH AND PART-TIME SCHOOL BUS DRIVER, 12.8 TRADING HOURS PER MONTH 32 NON TRADING HOURS PER MONTH AFFILATED DATE JULY 2006 2.TAX RETURN PREPS, NON INV-REL, 1 N. SYCAMORE, VILLA GROVE IL 61956. START 4/06 PREPARE TAX FORMS, 8/0 HRS PER MONTH 3.Dan Sappenfield, 1 N Sycamore St., Villa Grove, IL 61956, insurance producer since 4/10/91, investment related, 80 hours yearly, none during trading hours. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.BOYER & SAPPENFIELD INVESTMENT ADVISORS, 1 N Sycamore St., Villa Grove IL 61956, 05/2016, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-13 |
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