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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-05-02
TX RA APPROVED 2016-05-02
  • IL RA
    APPROVED
    Since 2016-05-02
  • TX RA
    APPROVED
    Since 2016-05-02

Branch Locations

1 N Sycamore St, Villa Grove, IL 61956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tax Return Preps Villa Grove IL 04/2006 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2016 Present
Villa Grove Schools Villa Grove IL 07/2002 Present
Loman Ray Insurance Broadlands IL 01/2005 Present
  • 04/2006 → Present
    Tax Return Preps
    Villa Grove, IL
  • 05/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2016 → Present
    Fairfield, IA
  • 07/2002 → Present
    Villa Grove Schools
    Villa Grove, IL
  • 01/2005 → Present
    Loman Ray Insurance
    Broadlands, IL
Previous Registrations
Other Businesses

1.VILLA GROVE SCHOOL DISTRICT #302, NOT INVESTMENT-RELATED, 400 SYCAMORE VILLA GROVE, IL 61956, EMPLOYEE OF THE SCHOOL DISTRICT, VARSITY GILR'S BASKETBALL COACH AND PART-TIME SCHOOL BUS DRIVER, 12.8 TRADING HOURS PER MONTH 32 NON TRADING HOURS PER MONTH AFFILATED DATE JULY 2006 2.TAX RETURN PREPS, NON INV-REL, 1 N. SYCAMORE, VILLA GROVE IL 61956. START 4/06 PREPARE TAX FORMS, 8/0 HRS PER MONTH 3.Dan Sappenfield, 1 N Sycamore St., Villa Grove, IL 61956, insurance producer since 4/10/91, investment related, 80 hours yearly, none during trading hours. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.BOYER & SAPPENFIELD INVESTMENT ADVISORS, 1 N Sycamore St., Villa Grove IL 61956, 05/2016, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-27
S63 Uniform Securities Agent State Law Examination 1991-03-13
  • S65 Uniform Investment Adviser Law Examination
    1998-01-27
  • S63 Uniform Securities Agent State Law Examination
    1991-03-13
Designations
Other Names
  • Dan Sappenfield

View on SEC IAPD

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