Drew Glenn Sappenfield

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Sappenfield Investment Advisors
  Villa Grove, IL
• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1.Boyer Sappenfield Investment Advisors, 1 N Sycamore St, Villa Grove IL 61956, United States, 05/2013, W2 Employee, DBA Name, NIR, Number of hours: 140, Securities trading hours: 140 2.Drew Sappenfield, 1 N Sycamore St., Villa Grove, IL 61956, Selling Fixed Annuities Fixed Insurance, Term Insurance, LTC, Disability Insurance, Property Casualty Insurance since 1/1/13, investment related, 200 hours yearly, 3 hours during trading. 3.Marketshare Financial 11611 N. Meridian St. Suite 300, Carmel IN 46032. Insurance Agent. 9/1/2017, investment related, 5/monthly, 2/trading 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/04/17 5. VARSITY BASKETBALL COACH, 400 N Sycamore St, Villa Grove IL 61956, 06/2025, Coach, Sport/Fitness/Gaming, NIR, 12 HR/MO, 0 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2017-07-27

Other Names

• Drew Glenn Sappenfield