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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-19 |
| IL | RA | APPROVED | 2017-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sappenfield Investment Advisors | Villa Grove | IL | 07/2013 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
1.Boyer Sappenfield Investment Advisors, 1 N Sycamore St, Villa Grove IL 61956, United States, 05/2013, W2 Employee, DBA Name, NIR, Number of hours: 140, Securities trading hours: 140 2.Drew Sappenfield, 1 N Sycamore St., Villa Grove, IL 61956, Selling Fixed Annuities Fixed Insurance, Term Insurance, LTC, Disability Insurance, Property Casualty Insurance since 1/1/13, investment related, 200 hours yearly, 3 hours during trading. 3.Marketshare Financial 11611 N. Meridian St. Suite 300, Carmel IN 46032. Insurance Agent. 9/1/2017, investment related, 5/monthly, 2/trading 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/04/17 5. VARSITY BASKETBALL COACH, 400 N Sycamore St, Villa Grove IL 61956, 06/2025, Coach, Sport/Fitness/Gaming, NIR, 12 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-27 |
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