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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-09 |
| CA | RA | APPROVED | 2016-02-08 |
Branch Locations
400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States
1455 First Street Suite 300, Napa, CA 94559 • United States
355 Santana Row Suite 2050, San Jose, CA 95128 • United States
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 02/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-31 |
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