Richard Hepp

Current Employers

Employment History

• 01/2014 → Present
  Lpl Financial Llc
  Fort Washington, PA
• 01/2014 → 03/2019
  Independent Financial Partners
  Ft Washington, PA
• 03/2019 → Present
  Global Retirement Partners, Llc
  Fort Washington, PA
• 12/2025 → Present
  Hub International Investment Services
  Kansas City, MO

Previous Registrations

• 2014-01-14 → 2019-04-03
  Independent Financial Partners
  Ft Washington, PA
• 2002-06-20 → 2013-08-07
  Charles Schwab & Co., Inc.
  Princeton, NJ
  Bridgewater, NJ
  Yardley, PA
  Wayne, PA

Other Businesses

1. 1/8/2014 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 30% - Sale of non-registered life, fixed annuity and commercial insurance. 2. 1/8/2014 - WHARTON HILL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB international is buying the practice and will be 100% owner of WhartonHill Advisors. My role will remain the same but will now be an employee of HUB. 4. 9/13/2019 - HUB International - DBA: WhartonHill Advisors, A Division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 9/26/2019 - Global Retirement Partners, LLC - DBA: WhartonHill Advisors, A Division of HUB International - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - Serve as an Investment Advisor Representative under the Global Retirement Partners RIA. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 6. 9/26/2019 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - Serve as an Investment Advisor Representative under the Global Retirement Partners RIA. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting. 7. 10/25/2023 - HUB Retirement and Wealth Management -Investment Related - At Reported Business Location(s) Registered Investment Advisor DBA HUB Retirement and Wealth Management - IAR - Start Date 05/07/2021 - 4 Hours Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-06-19
• S63 Uniform Securities Agent State Law Examination
  1991-06-07