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Current Employers
David Wendell Associates, Inc.

1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801-2904 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-09-08
  • NH RA
    APPROVED
    Since 2023-09-08

Branch Locations

1 New Hampshire Avenue, Suite 300, Portsmouth, NH 03801-2904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.M. Davis, Inc. Portland ME 05/2016 Present
  • 05/2016 → Present
    R.M. Davis, Inc.
    Portland, ME
Previous Registrations
Other Businesses

DIRECTOR, BORDEN MINING CO. 300 ARMSTRONG AVENUE FROSTBURG, MD 21532 (301) 689-8180. THE BUSINESS IS NOT INVESTMENT RELATED. BUSINESS LEASES LAND AND COLLECTS MINING ROYALTIES IN WESTERN MARYLAND. BUSINESS ALSO OWNS A $30 MILLION INVESTMENT PORTFOLIO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-10
S63 Uniform Securities Agent State Law Examination 1991-03-08
  • S65 Uniform Investment Adviser Law Examination
    2007-05-10
  • S63 Uniform Securities Agent State Law Examination
    1991-03-08
Designations

View on SEC IAPD

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