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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-12-08
  • IN RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

1807 W. Diehl Road Suite 105M, Naperville, IL 60563 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Northfield IL 09/2009 Present
Highpoint Advisor Group, Llc Northfield IL 06/2021 Present
J Kahn & Associates Llc Northfield IL 09/2004 10/2020
  • 09/2009 → Present
    Northfield, IL
  • 06/2021 → Present
    Highpoint Advisor Group, Llc
    Northfield, IL
  • 09/2004 → 10/2020
    J Kahn & Associates Llc
    Northfield, IL
Previous Registrations
  • 2009-09-08 → 2022-02-24
    Northfield, IL
    Crown Point, IN
  • 2021-06-23 → 2021-12-31
    Highpoint Planning Partners
    Noblesville, IN
    Downers Grove, IL
  • 2004-10-12 → 2009-09-08
    Waterstone Financial Group, Inc.
    Northbrook, IL
    Boston, MA
    Northfield, IL
  • 2004-09-07 → 2004-09-23
    Northfield, IL
Other Businesses

1. 03/19/2010 - J KAHN & ASSOCIATES LLC., FOR MY CLIENTS WHEN APPROPRIATE I WRITE LIFE AND LONG TERM CARE INSURANCE AND THE OCCAISSIONAL FIXED ANNUITY, NON-VARIABLE INSURANCE DBA, 10%. 2. 12/10/2020 - TWG Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/05/2020 - 160 Hours Per Month/6 Hour During Securities Trading. 3. 2/15/2023 - HighPoint Advisor Group LLC - DBA: High Point TWG Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 12/08/2021 - 8 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-04
S63 Uniform Securities Agent State Law Examination 1999-06-18
  • S66 Uniform Combined State Law Examination
    2003-03-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-18
Other Names
  • Jerry Kahn

View on SEC IAPD

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