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Michele Lynn Mayo

Rbc Capital Markets, LLC

Annapolis, MD

Pasadena, MD

CRD 2114942

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-03
MD RA APPROVED 2010-10-11
VA RA APPROVED 2010-10-11
  • TX RA
    APPROVED_RES
    Since 2014-12-03
  • MD RA
    APPROVED
    Since 2010-10-11
  • VA RA
    APPROVED
    Since 2010-10-11

Branch Locations

1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States

Pasadena, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Annapolis MD 10/2010 Present
  • 10/2010 → Present
    Rbc Capital Markets Corporation
    Annapolis, MD
Previous Registrations
  • 2007-06-18 → 2010-10-08
    Truist Investment Services, Inc.
    Glen Burnie, MD
    Laurel, MD
  • 2007-01-09 → 2007-06-14
    Baltimore, MD
  • 2005-08-23 → 2007-01-22
    Truist Investment Services, Inc.
    Washington, DC
    Landover, MD
    Largo, MD
    Upper Marlboro, MD
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-17
S63 Uniform Securities Agent State Law Examination 2000-02-07
  • S66 Uniform Combined State Law Examination
    2005-08-17
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07
Other Names
  • Michele Lynn Mayo
  • Michele Lynn Cluster
  • Michele L Cluster

View on SEC IAPD

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