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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-30 |
| MA | RA | APPROVED | 2006-05-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Salem | MA | 01/2003 | Present |
(1) 02/04/2003 - SALEM FIVE INVESTMENT SERVICES, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 07/16/2012 - Salem Five Insurance Holdings - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - 5% of Time Spent. (3) 01/22/2014 - Salem Five Financial, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (4) 07/09/2024 - Salem Five Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/31/2024 - 160 Hrs/Mo; 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-08 |
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