Best Investors Account Sign in
Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-07-15
  • MA RA
    APPROVED
    Since 2013-07-15

Branch Locations

495 Paradise Road, Swampscott, MA 01907 • United States

323 Broadway, Route 1, Saugus, MA 01906 • United States

125 Main Street, Salem, NH 03079 • United States

17 Union Street, Manchester, MA 01944 • United States

587 Cabot Street, Beverly, MA 01915 • United States

102 Rogers Street, Gloucester, MA 01930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 07/2013 Present
Santander Securities, Llc Dorchester MA 07/2013 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-27
S63 Uniform Securities Agent State Law Examination 2007-11-08
  • S65 Uniform Investment Adviser Law Examination
    2009-08-27
  • S63 Uniform Securities Agent State Law Examination
    2007-11-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Swampscott, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor