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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-19 |
| CA | RA | APPROVED | 2011-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner And Smith Inc. | Saratoga | CA | 08/2011 | Present |
| Bank Of America, N.A. | Saratoga | CA | 11/2011 | Present |
RENTAL PROPERTY, 27530 SW 138TH PATH, HOMESTEAD, FL 33032 - INVESTMENT RLT'D - YES, HRS DEVOTED TO ACTIVITY - 2, HRS DURING TRADING -0, DATE ACTIVITY BEGAN 06/01/12, POSITION - FAMILY HELD; RENTAL PROPERTY MANAGED AND OWN BY MY SPOUSE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-01 |
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