Christopher Bartolomeo Giordano

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 07/2021
  Lpl Financial Llc
  Los Gatos, CA
• 04/2015 → 07/2021
  Strategic Wealth Advisors Group
  Los Gatos, CA
• 07/2021 → Present
  Aw Securities
  Campbell, CA
• 07/2021 → Present
  Allworth Financial
  Campbell, CA

Previous Registrations

• 2016-07-07 → 2021-07-06
  Mariner Advisor Network
  Los Gatos, CA
• 2009-12-14 → 2016-09-07
  Lpl Financial Llc
  Los Gatos, CA
  San Diego, CA
  Los Gatos, CA
  Monterey, CA
• 2015-04-17 → 2016-07-06
  Strategic Wealth Advisors Group
  Los Gatos, CA
• 2004-03-25 → 2009-12-03
  Wells Fargo Investments, Llc
  Los Gatos, CA
  Los Gatos, CA
  Los Gatos, CA
  San Jose, CA
  Saratoga, CA

Other Businesses

(1) ENZO GIORDANO FOUNDATION - NOT INVESTMENT RELATED - START DATE: 3/4/2014COMMUNITY, CIVIC AND CHARITABLE BOARD - TIME SPENT 0% - NON-PROFIT FOUNDATION FOR CHARITABLE GIVING. (2) NEW STANDARD EQUITIES (ENCINO, CA) - START DATE 8/18/2020- REAL ESTATE INVESTMENT THROUGH DB PLAN. NO TIME SPENT ON THIS ACTIVITY - PASSIVE INVESTOR. $2500/YEAR

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-22
• S63 Uniform Securities Agent State Law Examination
  1991-02-28

Other Names

• Christopher Bartolomeo Giordano
• Christopher B Giordano
• Christopher Bartalameo Giordano