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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-04 |
Branch Locations
6031 Interstate 20 W, Ste 256, Arlington, TX 76017 • United States
6031 Interstate 20 W, Ste 256, Arlington, TX 76017 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Douglas Mccown, Pc | Arlington | TX | 01/1995 | Present |
| Douglas Mccown, Cpa | Arlington | TX | 08/1989 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Douglas Mccown, Pllc | Arlington | TX | 01/2007 | Present |
| Osaic Wealth, Inc. | Arlington | TX | 09/2023 | 10/2023 |
| Lpl Financial | Arlington | TX | 10/2023 | Present |
1- 10/2023 / DOUGLAS MCCOWN PLLC / Tax Prep/Accounting/CPA / Investment Related / 30 Hrs mnth / 2-3 Hrs during trading / start date 01/25/2007 2- 10/2023 / DOUGLAS MCCOWN, PC / Business Entity For Tax/Investment Purposes Only / Non Investment Related/ 140 Hrs mnth / 35 Hrs during trading / start date 01/01/1996 3- 11/13/2023 - NVI-Trails Only - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/10/2023 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-27 |
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