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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-12-05
TX RA APPROVED_RES 2019-12-04
  • UT RA
    APPROVED
    Since 2019-12-05
  • TX RA
    APPROVED_RES
    Since 2019-12-04

Branch Locations

95 S. State Street, Suite 850, Salt Lake City, UT 84111 • United States

Herriman, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Salt Lake City UT 04/2011 12/2019
Lpl Financial Llc Salt Lake City UT 12/2019 Present
Stratos Wealth Partners, Ltd Slat Lake City UT 12/2019 Present
  • 04/2011 → 12/2019
    Lincoln Financial Advisors
    Salt Lake City, UT
  • 12/2019 → Present
    Lpl Financial Llc
    Salt Lake City, UT
  • 12/2019 → Present
    Slat Lake City, UT
Previous Registrations
  • 2011-08-29 → 2019-12-05
    Osaic Fa, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1) 10/29/2019 - Weave Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 2) 10/29/2019 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 3) 10/29/2019 - Weave Wealth Partners - Non-Variable Insurance - inv rel - at reported business location(s) - start: 12/2012 - 10 hr/mth 4) 10/29/2019 - Clarity Capital LLC - Business Entity For Tax/Investment Purposes Only - non-inv rel - at reported business location(s) - start: 01/2007 - 4 hr/mth 5) 12/03/2019 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 6) 1/2/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Weave Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 7) 1/2/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-19
  • S66 Uniform Combined State Law Examination
    2011-08-19
Designations

View on SEC IAPD

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