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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-09-14 |
| TX | RA | APPROVED | 2018-09-14 |
Branch Locations
2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States
Cleveland, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Alpharetta | GA | 11/2008 | 09/2018 |
| Raymond James & Associates | Alpharetta | GA | 09/2018 | Present |
(1)Name of Business: Dragonfly Farms LLC Address: 247 Bolton Road, Cleveland, GA, 30528, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-30 |
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