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7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-12 |
Branch Locations
10 Executive Ct. #2, South Barrington, IL 60010 • United States
7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stanley J. Nieminski, Cpa | Chicago | IL | 11/1987 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/1990 | 02/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/1998 | 02/2024 |
| Nieminski Robbins & Associates | South Barrington | IL | 08/2008 | 09/2020 |
| Clearpath Financial Llc | S. Barrington | IL | 02/2018 | Present |
| Fortis Capital Advisors, Llc | Reno | NV | 02/2024 | Present |
1) KEY FINANCIAL SOURCES INC; CHICAGO, IL; PRESIDENT; MORTGAGE BROKERAGE; 8 HRS/WK; SINCE 11/20/01: Residential mortgage loans to retail clients. 2) CLEARPATH FINANCIAL CPAS LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES ; START DATE: 09/2020 POSITION/TITLE/RELATIONSHIP: OWNER / CPA ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING SERVICES ; 3) CLEARPATH FINANCIAL LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 02/2018; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) Insurance sales, investment related, same address as branch, sales of fixed insurance products, 1 hour per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-22 |
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