J. Paul Escudero

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-09-17
TX	RA	APPROVED_RES	2020-11-12

CA RA
APPROVED

Since 2021-09-17
TX RA
APPROVED_RES

Since 2020-11-12

Branch Locations

333 S. Anita Drive, Suite 700, Orange, CA 92868 • United States

Orange Capital Management, Inc.

333 South Anita Drive Suite 700, Orange, CA 92868-3320 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2001-04-09

CA RA
APPROVED

Since 2001-04-09

Branch Locations

333 So. Anita Drive Suite 625, Orange, CA 92868-3329 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Orange Capital Management	Orange	CA	11/1990	Present
Orange Capital Management Advisory	Orange	CA	01/2000	Present
First Allied Securities, Inc.	Orange	CA	05/2008	09/2022
First Allied Advisory Services, Inc	Orange	CA	05/2008	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	11/2020
Cetera Advisors Llc	Orange	CA	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present

11/1990 → Present

Orange Capital Management

Orange, CA
01/2000 → Present

Orange Capital Management Advisory

Orange, CA
05/2008 → 09/2022

First Allied Securities, Inc.

Orange, CA
05/2008 → 11/2020

First Allied Advisory Services, Inc

Orange, CA
11/2020 → 11/2020

First Allied Advisory Services

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Orange, CA
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2007-01-01 → 2020-11-12

First Allied Advisory Services, Inc.

Chesterfield, MO

Orange, CA
1993-08-09 → 2007-01-01

Ffp Advisory Services Inc

Orange, CA

Other Businesses

1) ORANGE CAPITAL MANAGEMENT ADVISORY; REGISTERED INVESTMENT ADVISOR; START DATE: 2/5/2008. 2. NAME OF OTHER BUSINESS: ADVANCED TIME SEGMENTATION (ATS); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SOFTWARE; START DATE: 10/2009; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: PROVIDE COACHING ON FINANCIAL PLANNING SOFTWARE;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1991-06-07

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1991-06-07

Designations

Other Names

J. Paul Escudero
Juan Pablo Escudero
Juan Pablo Escudero

View on SEC IAPD