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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
| TX | RA | APPROVED_RES | 2022-05-18 |
Branch Locations
306 Broadway, El Cajon, CA 92021 • United States
344 F St, Chula Vista, CA 91910 • United States
320 B St, San Diego, CA 92101 • United States
9212 Balboa Ave, San Diego, CA 92123 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homestreet Bank | San Diego | CA | 07/2016 | 11/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2016 | 11/2017 |
| Cetera Investment Advisers Llc | San Diego | CA | 07/2016 | 11/2017 |
| Questar Capital Corporation | Minnneapolis | MN | 12/2017 | 10/2018 |
| Questar Asset Management | Minneapolis | MN | 12/2017 | 10/2018 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 11/2018 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 11/2018 | 05/2022 |
| Lpl Financial Llc | San Diego | CA | 05/2022 | Present |
1. 05-18-2022-PenFed Wealth Management- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2. 05/24/2023 - Wheelhouse Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/22/2023 - 0 Hours Per Month/ During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-25 |
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