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Roger Francis Testin

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-08
TX RA APPROVED 2003-01-07
  • IL RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED
    Since 2003-01-07

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Advisors L.P. Lisle IL 09/2001 Present
First Trust Portfoliois L.P. Lisle IL 09/2001 Present
Designations
Other Names
  • Roger Francis Testin

View on SEC IAPD

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