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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-25 |
| FL | RA | APPROVED | 2001-01-02 |
Branch Locations
7301 Wiles Rd [Satellite], Coral Springs, FL 33067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Pompano Beach | FL | 05/2009 | Present |
SOUTHEAST TROPICAL FINANCIAL SERVICES INC., INV RELATED, CORAL SPRINGS, FL, 100% OWNERSHIP, START 11/27/2000, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-28 |
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