Andrew Simmons

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-12-04
CA	RA	APPROVED	2013-11-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2013	Present
Bank Of America, N.A.	Chandler	AZ	12/2013	Present

10/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
12/2013 → Present

Bank Of America, N.A.

Chandler, AZ

2011-03-15 → 2013-10-08

Usaa Financial Planning Services

Phoenix, AZ
2009-09-17 → 2010-01-12

Chase Investment Services Corp.

Wheaton, IL
2008-06-30 → 2009-03-31

Valic Financial Advisors, Inc.

Chicago, IL
2007-10-02 → 2008-06-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL
2007-06-14 → 2007-08-14

Td Ameritrade, Inc.

Oak Brook, IL
2007-06-14 → 2007-08-14

Td Ameritrade Investment Management, Llc

Oak Brook, IL
2005-07-18 → 2007-05-14

Charles Schwab & Co., Inc.

Schaumburg, IL

Schaumburg, IL
2002-08-13 → 2003-12-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-14
S63	Uniform Securities Agent State Law Examination	2001-06-02

Other Firms