Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-01 |
Branch Locations
4685 Macarthur Ct Ste 150, Newport Beach, CA 92660 • United States
Irvine, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucia Securities, Llc | San Diego | CA | 01/2013 | Present |
| Rjl Wealth Management, Llc | San Diego | CA | 01/2013 | Present |
| Lpl Financial, Llc | San Diego | CA | 09/2020 | Present |
1. 09/01/2020 - LUCIA CAPITAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 10%/ SAN DIEGO, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-26 |
Reach out to this advisor