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Katherine Ruth Mclernon

Mml Investors Services, LLC

Amherst, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2011-02-02
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2011-02-02

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Williamsville NY 05/2005 Present
Mml Investor Service Inc Williamsville NY 06/2005 Present
  • 05/2005 → Present
    Massmutual
    Williamsville, NY
  • 06/2005 → Present
    Mml Investor Service Inc
    Williamsville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-08
  • S63 Uniform Securities Agent State Law Examination
    1991-11-08
Other Names
  • Katie Mclernon
  • Katherine R Mclernon-Bell

View on SEC IAPD

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