James Steven Tumminelli

Current Employers

Employment History

• 12/2014 → 09/2023
  Lpl Financial Llc
  Port Jefferson, NY
• 09/2023 → Present
  Kestra Investment Services, Llc
  Port Jefferson, NY
• 09/2023 → Present
  Kestra Advisory Services, Llc
  Port Jefferson, NY

Previous Registrations

• 2014-12-01 → 2023-09-20
  Lpl Financial Llc
  East Setauket, NY
  Bayport, NY
• 2012-10-01 → 2014-12-12
  J.P. Morgan Securities Llc
  Sayville, NY
  Bohemia, NY
  Bayport, NY
  Patchogue, NY
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Sayville, NY
• 2006-11-10 → 2009-05-02
  Wamu Investments, Inc.
  Sayville, NY
  Massapequa, NY
• 2005-12-06 → 2006-06-05
  Morgan Stanley Dw Inc.
  Melville, NY
  Melville, NY

Other Businesses

Business Name: ADVISORS INSURANCE BROKERS POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2019 ADDRESS: 11 Executive Park Drive, Clifton Park NY 12065 DESCRIPTION: Offer Life Insurance and Fix Annuities relating to financial planning for clients. Business Name: TUMMINELLI WEALTH MANAGEMENT, INC. POSITION: President NATURE: This business is for tax purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/03/2014 ADDRESS: 1818 Scott Ave, West Islip NY 11795 DESCRIPTION: N/A Business Name: COASTLINE WEALTH MANAGEMENT POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 08/25/2023 ADDRESS: 1303 Main St, Port Jefferson NY 11777 DESCRIPTION: Manageclient investments accounts Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Finacial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 08/25/2023 ADDRESS: 5707 Southwest Pkwy, Bldg 2, Suite 400, Austin TX 78735 DESCRIPTION: wealth management

Exams

• S66 Uniform Combined State Law Examination
  2005-12-05

Other Names

• James Tumminelli