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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2010-04-05
  • PR RA
    APPROVED
    Since 2010-04-05

Branch Locations

409 Del Parque Street 3Rd Floor, San Juan, PR 00912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. San Juan PR 01/1999 Present
Insurance-Non Variable San Juan PR 10/1987 Present
Raymond James Financial Services Advisors, Inc. San Juan PR 04/2010 Present
Non-Variable Insurance San Juan PR 08/2013 Present
Ramar, Llc San Juan PR 06/2014 Present
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    San Juan, PR
  • 10/1987 → Present
    Insurance-Non Variable
    San Juan, PR
  • 04/2010 → Present
    San Juan, PR
  • 08/2013 → Present
    Non-Variable Insurance
    San Juan, PR
  • 06/2014 → Present
    Ramar, Llc
    San Juan, PR
Other Businesses

(1)Name of Business: no Address: 409 Calle Del Parque # 3, San Juan, PR, 00912, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Servicing Agent for existing book prior to joining RJFS. (2)Name of Business: Ramar, LLC Address: 409 del PArque St 1st and 2nd Floor, San Juan, Other, 00912, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/03/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Established LLC to hold the first two floors of the building that houses my RJ office. The third and last floor of the building belongs to me and my wife.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-03
  • S66 Uniform Combined State Law Examination
    2024-10-03
Other Names
  • Ramon Roberto Dana
  • Ramon Roberto Dana Bobadilla
  • Ramon Roberto Dana

View on SEC IAPD

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