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Current Employers
Cross Roads Divorce Advisors

498 Wando Park Blvd Suite 600, Mt. Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-08-07
NY RA APPROVED 2021-03-20
  • SC RA
    APPROVED
    Since 2022-08-07
  • NY RA
    APPROVED
    Since 2021-03-20

Branch Locations

498 Wando Park Blvd Suite 600, Mt. Pleasant, SC 29464 • United States

Good Life Advisors, Llc

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-07-25
  • SC RA
    APPROVED
    Since 2022-07-25

Branch Locations

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Mt Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Good Life Advisors, Llc Pittsford NY 12/2014 08/2022
Lpl Financial, Llc Pittsford NY 12/2014 Present
Cross Roads Divorce Advisors, Llc Mount Pleasant SC 12/2015 Present
Good Life Advisors, Llc Mount Pleasant SC 08/2022 Present
  • 12/2014 → 08/2022
    Pittsford, NY
  • 12/2014 → Present
    Lpl Financial, Llc
    Pittsford, NY
  • 12/2015 → Present
    Cross Roads Divorce Advisors, Llc
    Mount Pleasant, SC
  • 08/2022 → Present
    Mount Pleasant, SC
Previous Registrations
Other Businesses

(1) 12/30/2014: Cross Roads Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/18/2014. (2) 2/11/2015: Good Life Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR. (3) 12/21/2015: Cross Roads Divorce Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 01/01/2016 - 20 Hours Per Month/3 Hours During Securities Trading - Time Spent 50%. (4) 2/22/2016: Good Life IA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/02/2016 - 8 Hours Per Month During Securities Trading - Agent. (5) 1/6/2020 - Goodlife IA - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 12/19/2019 - 10 Hours Per Month During Securities Trading. (6) 5/27/2021 - Cross Roads Divorce Advisors, LLC - DBA: (FP) Cross Roads Divorce Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/21/2015 - 10 Hours Per Month/2 Hours During Securities Trading - I provide financial planning and consulting services through Cross Roads Divorce Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2015. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-12
S63 Uniform Securities Agent State Law Examination 1991-02-04
  • S65 Uniform Investment Adviser Law Examination
    2002-09-12
  • S63 Uniform Securities Agent State Law Examination
    1991-02-04
Other Names
  • Louis Anthony Falvo
  • Louis Anthony Falvo
  • Louis Jr. Anthony Falvo

View on SEC IAPD

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