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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-05
NY RA APPROVED 2021-02-23
  • NJ RA
    APPROVED
    Since 2026-01-05
  • NY RA
    APPROVED
    Since 2021-02-23

Branch Locations

1467 Union Valley Rd Suite 203, West Milford, NJ 07840 • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp. New York NY 03/2010 Present
Previous Registrations
  • 2004-03-19 → 2010-03-29
    Gunnallen Financial, Inc
    Tampa, FL
    Emerson, NJ
    Mooresville, NC
Other Businesses

1) MEL CAPITAL,ASSET VALUE, LP, OWNER, 1467 UNION VALLEY RD, STE 203 WEST MILFORD, NJ 07840, START 12/6/05,TOTAL HRS MO. 2, DUTIES:BUYING AND SELLING SECURITIES 2)MEL CAPITAL, LLC, OWNER, 1467 UNION VALLEY RD. SUITE 203 WEST MILFORD NJ 07840, START 4/1/04, TOTAL HRS. MO. 10, DUTIES: QOUTE HEALTH INS. FOR GROUP PLANS, GATHER LEADS-DBA 3)BOGART VALUE PARTNERS, PRINCIPAL, 1467 UNION VALLEY RD. SUITE 203 WEST MILFORD NJ 07840, TOTAL HRS. MO. 40, DUTIES: BROKERAGE FOR DBA OF AEGIS CAPITAL CORP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-28
S63 Uniform Securities Agent State Law Examination 1990-12-18
  • S65 Uniform Investment Adviser Law Examination
    2001-03-28
  • S63 Uniform Securities Agent State Law Examination
    1990-12-18

View on SEC IAPD

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