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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Valhalla, NY • United States

529 Rt 515 Suite 202 A And B, Vernon, NJ 07462 • United States

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Vernon NJ 05/2000 11/2024
Prudential Insurance Company Of America Vernon NJ 05/2000 Present
Lpl Enterprise, Llc Vernon NJ 11/2024 Present
Previous Registrations
  • 2017-12-04 → 2024-11-14
    White Plains, NY
    White Plains, NY
    Vernon, NJ
    White Plains, NY
Other Businesses

1) 08/26/2024- Pesce Financial- DBA for LPL Business (entity for LPL business)- sales and service of insurance and investments- INV Related- At Vernon, NJ- Start date 01/08/2016- 80 HRS MTH- 80 HRS During Trading 2) 08/26/2024- 309Saw Mill River Rd LLC- Real Estate Rental- rental property/flipping- INV Related- At Vernon, NJ- Start date 09/17/2018- 2 HRS MTH- 0 HRS During Trading 3) 02/04/2026-Prudential Advisors-Insurance agent-Property and Casualty-Inv related-At White Plains, NY-Start date 01/30/2016-10hrs/mth-10hrs/mth during trading 4) 12/06/2024-Anthony C Pesce-owner-Real Estate Rental-Inv related-At West Harrison, NY-Start date 08/01/2008-1hrs/mth-0hrs/mth during trading 5)12/06/2024-Anthony C Pesce Non Sponsored P&C-owner, partner , investor-Property and Casualty-Inv related-At Valhalla, NY-Start date 03/22/2024-10hrs/mth-10hrs/mth during trading 6)12/15/2025-Guardhaven Insurance Service INC.-Owner-Property and Casualty-Inv related-At Valhalla, NY-Start date 01/31/2025-5hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-10
S63 Uniform Securities Agent State Law Examination 1999-01-20
  • S65 Uniform Investment Adviser Law Examination
    2000-07-10
  • S63 Uniform Securities Agent State Law Examination
    1999-01-20
Designations
Other Names
  • Anthony C Pesce

View on SEC IAPD

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