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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
529 Rt 515 Suite 202 A And B, Vernon, NJ 07462 • United States
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Vernon | NJ | 05/2000 | 11/2024 |
| Prudential Insurance Company Of America | Vernon | NJ | 05/2000 | Present |
| Lpl Enterprise, Llc | Vernon | NJ | 11/2024 | Present |
1) 08/26/2024- Pesce Financial- DBA for LPL Business (entity for LPL business)- sales and service of insurance and investments- INV Related- At Vernon, NJ- Start date 01/08/2016- 80 HRS MTH- 80 HRS During Trading 2) 08/26/2024- 309Saw Mill River Rd LLC- Real Estate Rental- rental property/flipping- INV Related- At Vernon, NJ- Start date 09/17/2018- 2 HRS MTH- 0 HRS During Trading 3) 02/04/2026-Prudential Advisors-Insurance agent-Property and Casualty-Inv related-At White Plains, NY-Start date 01/30/2016-10hrs/mth-10hrs/mth during trading 4) 12/06/2024-Anthony C Pesce-owner-Real Estate Rental-Inv related-At West Harrison, NY-Start date 08/01/2008-1hrs/mth-0hrs/mth during trading 5)12/06/2024-Anthony C Pesce Non Sponsored P&C-owner, partner , investor-Property and Casualty-Inv related-At Valhalla, NY-Start date 03/22/2024-10hrs/mth-10hrs/mth during trading 6)12/15/2025-Guardhaven Insurance Service INC.-Owner-Property and Casualty-Inv related-At Valhalla, NY-Start date 01/31/2025-5hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-20 |
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