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Jeffrey Barry Levine

Stifel, Nicolaus & Company, Incorporated

Newport Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-29
CA RA APPROVED 2016-05-26
  • TX RA
    APPROVED_RES
    Since 2018-03-29
  • CA RA
    APPROVED
    Since 2016-05-26

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Newport Beach CA 05/2016 Present
  • 05/2016 → Present
    Stifel Nicolaus & Co Inc
    Newport Beach, CA
Previous Registrations
  • 2009-06-01 → 2016-06-17
    Morgan Stanley
    Irvine, CA
    Irvine, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Irvine, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-06
S63 Uniform Securities Agent State Law Examination 1990-11-26
  • S65 Uniform Investment Adviser Law Examination
    2002-05-06
  • S63 Uniform Securities Agent State Law Examination
    1990-11-26

View on SEC IAPD

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