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Timothy Lamar Holter

LPl Enterprise, LLC

Warren, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

308 Market Street Suite 101, Warren, PA 16365 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Bradford PA 10/1990 Present
Pruco Securities, Llc. Altoona PA 01/1991 11/2024
Lpl Enterprise, Llc Warren PA 11/2024 Present
Previous Registrations
Other Businesses

DBA/HOLTER INS & FIN'L SERVICES~308 MARKET STREET, WARREN, PA 16365~HEALTLH INS & MEDICARE SUPPLEMENT~N~PROPRIETOR~01/2003~2 HRS/MO~2 TRADING HRS/MO WARREN COUNTY COUNCIL ON TOURISM & CHAMBER OPERATIONS BOARD OF DIRECTORS~308 MARKET STREET, WARREN, PA 16365~NON-PROFIT TO ENCOURAGE TOURISM IN THE AREA~N~VOLUNTEER MEMBER OF BOARD OF DIRECTORS~02/18/2014~1 HRS/MO~1 TRADING HRS/MO KINZUA WRESTLING CLUB, LLC POSITION: Vice-President NATURE: Youth Sports- non profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2021 ADDRESS: 5827 Conewango Ave. Ext., Warren PA 16365, United States DESCRIPTION: Work towards the betterment of youth wrestling in Warren County Pennsylvania HEALTH INSURANCE OBA TO SELL MEDICARE WITH BELOW CARRIERS:AETNA HEALTH & LIFE INS COHIGHMARK BLUE CROSS/BLUE SHIELD WESTERN PAUNITED HEALTHCARE GROUP POSITION: Sales NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2003 ADDRESS: 308 Marke

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-11
S63 Uniform Securities Agent State Law Examination 1991-01-03
  • S65 Uniform Investment Adviser Law Examination
    2001-04-11
  • S63 Uniform Securities Agent State Law Examination
    1991-01-03
Other Names
  • Tim Holter

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