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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
308 Market Street Suite 101, Warren, PA 16365 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Bradford | PA | 10/1990 | Present |
| Pruco Securities, Llc. | Altoona | PA | 01/1991 | 11/2024 |
| Lpl Enterprise, Llc | Warren | PA | 11/2024 | Present |
DBA/HOLTER INS & FIN'L SERVICES~308 MARKET STREET, WARREN, PA 16365~HEALTLH INS & MEDICARE SUPPLEMENT~N~PROPRIETOR~01/2003~2 HRS/MO~2 TRADING HRS/MO WARREN COUNTY COUNCIL ON TOURISM & CHAMBER OPERATIONS BOARD OF DIRECTORS~308 MARKET STREET, WARREN, PA 16365~NON-PROFIT TO ENCOURAGE TOURISM IN THE AREA~N~VOLUNTEER MEMBER OF BOARD OF DIRECTORS~02/18/2014~1 HRS/MO~1 TRADING HRS/MO KINZUA WRESTLING CLUB, LLC POSITION: Vice-President NATURE: Youth Sports- non profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2021 ADDRESS: 5827 Conewango Ave. Ext., Warren PA 16365, United States DESCRIPTION: Work towards the betterment of youth wrestling in Warren County Pennsylvania HEALTH INSURANCE OBA TO SELL MEDICARE WITH BELOW CARRIERS:AETNA HEALTH & LIFE INS COHIGHMARK BLUE CROSS/BLUE SHIELD WESTERN PAUNITED HEALTHCARE GROUP POSITION: Sales NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2003 ADDRESS: 308 Marke
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-03 |
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