Gino Nick Chiappetta

Current Employers

Employment History

• 07/2007 → 10/2024
  Western International Securities, Inc.
  Pasadena, CA
• 10/2024 → Present
  Vanderbilt Securities, Llc
  Woodbury, NY
• 10/2024 → Present
  Consolidated Portfolio Review Corp
  Woodbury, NY

Previous Registrations

• 2009-11-23 → 2024-10-24
  Western International Securities, Inc.
  Incline Village, NV
  Northwood, OH
  Pasadena, CA
  Crystal Bay, NV
  Boyne Falls, MI
• 2005-01-04 → 2007-07-19
  Commonwealth Financial Network
  Millbury, OH
• 2004-10-22 → 2005-01-04
  Banc One Securities Corporation
  Wayne, MI
• 2000-06-13 → 2004-09-20
  Charles Schwab & Co., Inc.
  OH

Other Businesses

1) CH Asset Management. Not Investment Related. Start date: 04/01/2025. Address: 5216 Woodville Road #102 Northwood, Ohio 43619. Title President. Duties: Run Payroll with one employee. Time spent during regular hours: 0%. 2) Medicare Molehill. Non Investment-Related. Start date: 09/01/2007. Address: 27 S. Lake St. Boyne City MI, 49712. Title: Realtor. Duties: I am a 1099 realtor. Time spent during regular hours: 0%. 3) Chiappetta Financial Group LLC. Investment-Related. DBA for Securities Business. Start date: 09/01/2027. Address: 5216 Woodville Rd Suite 102, Northwood Ohio, 43619. Title: President. Duties: Running a fee-based asset management business with financial planning and some commissioned sales. Time spent during regular hours: 100%. 4) Fixed Insurance Sales. Non Investment-Related. Start date: 02/01/1991. Address: 5216 Woodville Rd Suite 102, Northwood Ohio, 43619. Title: Independent Agent. Duties: Sell life insurance, fixed annuities, long-term care, health and other non-investment related products. Time spent during regular hours: 5%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-01
• S63 Uniform Securities Agent State Law Examination
  1991-07-18

Designations