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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-07-09 |
| TX | RA | APPROVED_RES | 2025-08-21 |
| NJ | RA | APPROVED | 2007-04-24 |
Branch Locations
5 Becker Farm Road Suite 140, Roseland, NJ 07068 • United States
Wayne, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Roseland | NJ | 01/2007 | Present |
| Tiaa | Roseland | NJ | 01/2007 | Present |
422-446 MADISON AVE LLC POSITION: Family owned investement property NATURE: Rental real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: 422-454 Madison Ave, Paterson NJ 07524, United States DESCRIPTION: 25% Interest in an LLC that owns a commercial property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-24 |
| S66 | Uniform Combined State Law Examination | 2002-11-26 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-20 |
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