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Robert James Norris

Royal Fund Management, LLC

Lady Lake, FL

Pryor, OK

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Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2013-05-30
  • OK RA
    APPROVED
    Since 2013-05-30

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

2 S. Vann Street, Pryor, OK 74361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Norris Financial Services, Llc Pryor OK 02/2009 Present
Royal Fund Management, Llc Pryor OK 05/2013 Present
Previous Registrations
  • 2012-05-31 → 2013-09-16
    American Elite Retirement
    Pryor, OK
Other Businesses

NORRIS FINANCIAL SERVICES, LLC 02/2009 SELL INSURANCE PRODUCTS, 40/HRS/WK; OWNER/INSURANCE AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-19
S63 Uniform Securities Agent State Law Examination 1998-10-03
  • S65 Uniform Investment Adviser Law Examination
    2012-01-19
  • S63 Uniform Securities Agent State Law Examination
    1998-10-03
Other Names
  • Bob Norris

View on SEC IAPD

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