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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-05 |
| SD | RA | APPROVED | 2016-04-21 |
Branch Locations
2401 W. Trevi Place Suite 101, Sioux Falls, SD 57108 • United States
5488 S Crabtree Lane, Gilbert, AZ 85298 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Sioux Falls | SD | 03/2016 | Present |
1. Basketball Referee; 300 W. Cascade Street, Sioux Falls, SD 57108; Referee; 11/16/2018; 3 hours per week; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-28 |
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