Best Investors Account Sign in

Matthew Allen Showalter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Paul, MN

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-12-02
MN RA APPROVED 2013-11-01
TX RA APPROVED_RES 1995-01-06
  • WI RA
    APPROVED
    Since 2020-12-02
  • MN RA
    APPROVED
    Since 2013-11-01
  • TX RA
    APPROVED_RES
    Since 1995-01-06

Branch Locations

30 E 7Th St, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Paul MN 10/1990 Present
Bank Of America, Na Saint Paul MN 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-17
S63 Uniform Securities Agent State Law Examination 1990-12-20
  • S65 Uniform Investment Adviser Law Examination
    1992-06-17
  • S63 Uniform Securities Agent State Law Examination
    1990-12-20
Designations

View on SEC IAPD

Other Firms

CLEARWATER MANAGEMENT CO., INC.
FIDUCIARY COUNSELLING INC
MAIRS & POWER
HILLTOP SECURITIES INC.
WELLS FARGO CLEARING SERVICES, LLC
CAPTRUST
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto
Devon Mikala Sandhu
ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN
CAPTRUST · Saint Paul, MN

More in Saint Paul, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor