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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-11-06 |
Branch Locations
90 Woodbridge Center Drive 7Th Floor, Woodbridge, NJ 07095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2009 | Present |
FINRA ARBITRATOR - ACT AS INDUSTRY ARBITRATOR FOR SECURITIES CASES WORK APPROX 4 HOURS PER MONTH (JA submitted) TYPE OF BUSINESS: RENTAL INCOME FROM SECONDARY RESIDENCE ADDRESS: 29 PALMER DRIVE QUEENSBURY, NY 12804 POSITION: OWNER OF HOME START DATE: 6/22/2020 #HOURS/MONTH: 6 NOT INDUSTRY INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-21 |
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