Steven Frederick Bradway

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → Present
  Lpl Financial Llc
  West Springfield, MA

Other Businesses

1. 12/05/2003-BFP FINANCIAL SERVICES-DBA ONLY 2. 11/06/2003-BFP ASSOCIATES-RETIREMENT PLANNING-THIRD PARTY ADMINSTRATOR. 3. 12/07/2011 - BFP ASSOCIATES, INC. - I AM PURCHASING AN EMPLOYEE BENEFITS FIRM THAT PROVIDES QUALIFIED AND NON-QUALIFIED RETIREMENT PLAN ADMINISTRATION, HEALTH AND WELFARE BENEFIT PLAN ADMINISTRATION, AND EMPLOYEE GROUP INSURANCE BROKERAGE BUSINESS. I HAVE BEEN INVOLVED WITH THE QUALIFI - OTHER-THIRD PARTY ADMINSTRATOR - 25% OF TIME SPENT 4. 06/17/2015 - BFP ASSOCIATES, INC. - INV REL - 110 ELM STREET, WEST SPRINGFIELD, MA 01089 - NON-VARIABLE INSURANCE - START 12/01/2011 - 30 HRS/MO DURING SECS TRDG HRS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-13
• S63 Uniform Securities Agent State Law Examination
  1990-11-19

Designations

• Certified Financial Planner