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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Albert N. Panzeca, Cpa | Addison | IL | 12/2000 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2001 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2016 | Present |
1) ALBERT N. PANZECA, CPA/NON-INVEST. RELATED, SAME ADDRESS AS REGISTERED LOCATION, ACCTG & TAX PRAC-OWNER, SOLE PROP SINCE 9/1/00-I PERFORM AUDITS, REVIEWS, COMPILATIONS, TAX SERVICES, TAX RETURNS, BOOKKEEPING SERVICE, ETC-OWNER/40-60HR/WK. 2)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 08/2018 INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS HEALTH, PROPERTY AND CASUALTY UNDER SOLE PROPRIETORSHIP. 3)ADDISON POLICE PENSION FUND, NOT INVESTMENT RELATED, 1 FRIENDSHIP PLAZA, ADDISON, IL, 60101, NON-PROFIT, STARTED 09/2019, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, NOT TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION OF PROGRAM AND CONSIDERATIONS OF CLAIMS. NO INVESTMENT RECOMMENDATIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-13 |
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