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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

45 North Church St, Addison, IL 60101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edwin Financial Group Addison IL 06/2006 Present
Micromatic Spring And Stamping Co., Inc. Addison IL 01/1979 Present
Voya Financial Advisors Addison IL 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2006 → Present
    Edwin Financial Group
    Addison, IL
  • 01/1979 → Present
    Micromatic Spring And Stamping Co., Inc.
    Addison, IL
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Addison, IL
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY: Edwin Financial Group; Yes; 45 NORTH CHURCH ST; ADDISON; IL; 60101; DBA; owner; 6/21/2008; 160; 160; DBA for insurance and financial strategies 2. NAME OF ENTITY:EDWIN FINANCIAL GROUP/AMPOL INSURANCE; Yes; 1 TIFFANY POINTE SUITE 100; BLOOMINGDALE; IL; 60108; HEALTH INSURANCE; SALES BROKER; 7/15/2013; 20; 1; FIXED INSURANCE SALES 3. NAME OF OTHER BUSINESS: WALDEN LLC INVESTMENT RELATED: NO ; ADDRESS: 45 N CHURCH ST ADDISON, IL 60101 ; NATURE OF BUSINESS: REAL ESTATE PARTNERSHIP ; START DATE: 2018 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT /OWNER ; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE BUILDING PARTNERSHIP; 4. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 45 NORTH CHURCH ST; ADDISON; IL; 60101; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/3/2007; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 5.NAME OF OTHER BUSINESS: MICROMATIC SPRING & STAMPING CO., INC.; INVESTMENT RELATED: NO ; ADDRESS: 45 N CHURCH ST ADDISON, IL 60101 ; NATURE OF BUSINESS: MANUFACTURING BUSINESS ; START DATE: 1973 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT /OWNER ; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: MANUFACTURING SPRINGS, STAMPINGS, WIREFORMS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-13
S63 Uniform Securities Agent State Law Examination 2004-02-23
  • S65 Uniform Investment Adviser Law Examination
    2009-02-13
  • S63 Uniform Securities Agent State Law Examination
    2004-02-23

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