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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edwin Financial Group | Addison | IL | 06/2006 | Present |
| Micromatic Spring And Stamping Co., Inc. | Addison | IL | 01/1979 | Present |
| Voya Financial Advisors | Addison | IL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: Edwin Financial Group; Yes; 45 NORTH CHURCH ST; ADDISON; IL; 60101; DBA; owner; 6/21/2008; 160; 160; DBA for insurance and financial strategies 2. NAME OF ENTITY:EDWIN FINANCIAL GROUP/AMPOL INSURANCE; Yes; 1 TIFFANY POINTE SUITE 100; BLOOMINGDALE; IL; 60108; HEALTH INSURANCE; SALES BROKER; 7/15/2013; 20; 1; FIXED INSURANCE SALES 3. NAME OF OTHER BUSINESS: WALDEN LLC INVESTMENT RELATED: NO ; ADDRESS: 45 N CHURCH ST ADDISON, IL 60101 ; NATURE OF BUSINESS: REAL ESTATE PARTNERSHIP ; START DATE: 2018 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT /OWNER ; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE BUILDING PARTNERSHIP; 4. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 45 NORTH CHURCH ST; ADDISON; IL; 60101; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/3/2007; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 5.NAME OF OTHER BUSINESS: MICROMATIC SPRING & STAMPING CO., INC.; INVESTMENT RELATED: NO ; ADDRESS: 45 N CHURCH ST ADDISON, IL 60101 ; NATURE OF BUSINESS: MANUFACTURING BUSINESS ; START DATE: 1973 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT /OWNER ; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: MANUFACTURING SPRINGS, STAMPINGS, WIREFORMS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-23 |
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