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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-24
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

191 East Lake Street, Bloomingdale, IL 60108 • United States

850 West Army Trail Road, Carol Stream, IL 60188 • United States

625 Army Trail Road, Addison, IL 60101 • United States

1355 W Lake St, Addison, IL 60101 • United States

Wheaton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taylor University Upland IN 08/2016 05/2017
Edward Jones Buffalo Grove IL 05/2017 09/2018
Bmo Harris Financial Advisors, Inc. Bloomingdale IL 09/2018 Present
Lpl Financial Llc Carol Stream IL 03/2021 Present
  • 08/2016 → 05/2017
    Taylor University
    Upland, IN
  • 05/2017 → 09/2018
    Buffalo Grove, IL
  • 09/2018 → Present
    Bmo Harris Financial Advisors, Inc.
    Bloomingdale, IL
  • 03/2021 → Present
    Carol Stream, IL
Previous Registrations
  • 2018-09-27 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Bloomingdale, IL
    Carol Stream, IL
    Chicago, IL
  • 2017-07-07 → 2018-08-28
    Buffalo Grove, IL
    St Louis, MO
    Palatine, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - BLOOMINGDALE, IL 2) 11/04/2024 - Rep's Business - Investment Related - Home Based - Start Date 08/05/2024 - 10 Hours per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-19
  • S66 Uniform Combined State Law Examination
    2017-06-19

View on SEC IAPD

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