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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-29 |
| WA | RA | APPROVED | 2001-12-28 |
Branch Locations
401 Olympia Ave Ne #325 B0X19, Renton, WA 98056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Renton | WA | 03/2001 | Present |
1. 02/08/2002 - CAPITAL INVESTMENT SOLUTIONS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 05/13/2010 - NO BUSINESS NAME - INV REL - ACT IN A FIDUCIARY CAPACITY - 1% TIME SPENT - NEWMARK B NELSEN, DECEASED FATHER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-19 |
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