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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-03 |
| MN | RA | APPROVED | 2019-01-18 |
| TX | RA | APPROVED_RES | 2019-01-18 |
Branch Locations
800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States
Naples, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edina | MN | 02/1991 | 01/2019 |
| Bank Of America, Na | Edina | MN | 09/2009 | 01/2019 |
| Rbc Capital Markets, Llc. | Naples | FL | 01/2019 | Present |
| City National Bank | Naples | FL | 07/2019 | Present |
FULL SWING CONSULTING; ADDRESS: 3654 FRANCE AVE S ST. LOUIS PARK, MN 55416; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: GOLF EVENT CONSULTING; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 02/27/2019; DUTIES: I WILL ATTEND QUARTERLY COMMITTEE MEETINGS AND PROVIDE PHILOSOPHICAL INPUT; HOURS DEVOTED PER MONTH: .05; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-28 |
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