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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-12
KS RA APPROVED 1997-12-19
  • TX RA
    APPROVED
    Since 2021-07-12
  • KS RA
    APPROVED
    Since 1997-12-19

Branch Locations

10333 E 21St St N Ste 402, Wichita, KS 67206-3546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Inc. Chicago IL 10/1990 03/2020
Ameriprise Financial Services, Llc Wichita KS 03/2020 Present
Other Businesses

Other Business Activities; Wichita Diocese Cursillo; treasurer; 7100 E 45th St NBel Aire, KS 67226, ,; Not Investment-Related; 02/25/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-29
  • S63 Uniform Securities Agent State Law Examination
    1990-10-29
Designations

View on SEC IAPD

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