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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-19
  • OH RA
    APPROVED
    Since 2016-04-19

Branch Locations

12940 State Road, North Royalton, OH 44133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc North Royalton OH 04/2016 Present
Kestra Investment Services, Llc North Royalton OH 01/2005 Present
Previous Registrations
  • 2003-05-12 → 2005-01-27
    Osaic Fa, Inc.
    Cleveland, OH
Other Businesses

Business Name: Total Benefits Advisors Investment Related: Yes Address: 12940 State Rd. North Royalton OH 44133 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 5/1/2003 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Consulting and Advisory servicesBusiness Name: Breen Holdings, LLC. Investment Related: No Address: 12940 State Rd. North Royalton OH 44133 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 9/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am the administrator, owner and landlord of the property and building.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-15
S63 Uniform Securities Agent State Law Examination 2004-05-24
  • S65 Uniform Investment Adviser Law Examination
    2025-12-15
  • S63 Uniform Securities Agent State Law Examination
    2004-05-24
Other Names
  • Mark Francis Breen
  • Mark Francis Breen

View on SEC IAPD

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