Mark Francis Breen

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  North Royalton, OH
• 01/2005 → Present
  Kestra Investment Services, Llc
  North Royalton, OH

Previous Registrations

• 2003-05-12 → 2005-01-27
  Osaic Fa, Inc.
  Cleveland, OH

Other Businesses

Business Name: Total Benefits Advisors Investment Related: Yes Address: 12940 State Rd. North Royalton OH 44133 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 5/1/2003 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Consulting and Advisory servicesBusiness Name: Breen Holdings, LLC. Investment Related: No Address: 12940 State Rd. North Royalton OH 44133 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 9/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am the administrator, owner and landlord of the property and building.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-15
• S63 Uniform Securities Agent State Law Examination
  2004-05-24

Other Names

• Mark Francis Breen
• Mark Francis Breen