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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-30 |
| WY | RA | APPROVED | 2017-08-08 |
| TX | RA | APPROVED_RES | 2017-06-23 |
Branch Locations
4012 Laramie Street, Cheyenne, WY 82001 • United States
Sunset Beach, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Cheyenne | WY | 09/2000 | Present |
| Raymond James Financial Services Advisors, Inc. | Cheyenne | WY | 01/2009 | Present |
(1)Name of Business: Kevin Guille Strategic Wealth Management, LLC Address: 181 Ricemill Circle, Sunset Beach, NC, 28468, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Employee of branch owner's LLC (2)Name of Business: Rockwood Financial Services, LLC Address: 181 Ricemill Circle, Sunset Beach, NC, 28468, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/30/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC was set up for payroll purposes while I was branch owner. I am the sole member of the LLC. However, I am no longer the branch owner, so this LLC will only be maintained for the 5 years that I am receiving the buyout from my partner via RJ payroll.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-07 |
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