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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2018-08-15
CT RA APPROVED 2015-03-24
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2018-08-15
  • CT RA
    APPROVED
    Since 2015-03-24

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hewlett NY 09/2014 Present
Bank Of America, N.A. Hewlett NY 05/2015 Present
Other Businesses

I*80267FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE FRIENDS OF MERCY MEDICAL CENTERINVESTMENT RELATED: NADDRESS OF BUSINESS: ROCKVILLE CENTRE, NEW YORK 11570NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2009NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CHARITY ORGANIZATION FOR MERCY MEDICAL CENTER.I AM CONSIDERED A 1ST VP I*1947297, Entity Type Entity Charitable, Name of OBA: RVC Community Fund Inc. Address: Rockville Centre New York 11570 Investment Related: No Position, Title, Association: Committee Employee Start Date: 08/12/2024No Hours: 10 yearly No Hours during trading:0 Duties:Helping organize the golf outing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-23
  • S66 Uniform Combined State Law Examination
    2015-03-23
Other Names
  • Brian Croutier

View on SEC IAPD

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