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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-09-01
  • WI RA
    APPROVED
    Since 2017-09-01

Branch Locations

930 Us Hwy 45S, Eagle River, WI 54521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Investment Center Eagle River WI 01/2005 09/2017
Commonwealth Financial Network Waltham MA 01/2005 09/2017
Cambridge Investment Research, Inc. Fairfield IA 09/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2017 Present
Previous Registrations
Other Businesses

1.RONALD K PATTERSON, 930 US HWY 45S, PO BOX 1747, EAGLE RIVER, WI, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/18/16INVESTMENT RELATED. 4/2016 - INV REL - 20/YR - 1/TRADING. 2.PATTERSON INVESTMENT & RETIREMENT SOLUTIONS, 930 US HWY 45 S, EAGLE RIVER, WI, 4/2016 AS OWNER OF COMMERCIAL BUILDING. INVESTMENT RELATED; 20/YR - 1/TRADING. 3.DUCKS UNLIMITED, PO BOX 1363, EAGLE RIVER, WI, 06/01/06, NIR, SECRETARTY, 60 HR/YR- 1/TRADING HR. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. 09/01/17. 5.ASPIRUS HOSPITAL NORTH DIVISION BOARD OF DIRECTORS, 2251 North Shore Drive, Rhinelander WI 54501, United States, 10/01/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4HR/MO - 2HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-28
  • S63 Uniform Securities Agent State Law Examination
    1990-12-28

View on SEC IAPD

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