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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-07-11
  • IN RA
    APPROVED
    Since 2011-07-11

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

12 East Water St, Newburgh, IN 47630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey B. Baker C.P.A. (Self-Employed) Boonville IN 01/1985 Present
Vanderbilt Securities, Llc Melville NY 07/2011 Present
  • 01/1985 → Present
    Jeffrey B. Baker C.P.A. (Self-Employed)
    Boonville, IN
  • 07/2011 → Present
    Vanderbilt Securities, Llc
    Melville, NY
Previous Registrations
  • 2003-02-04 → 2011-07-11
    Avantax Advisory Services
    Boonville, IN
Other Businesses

(1) BAKER RETIREMENT & WEALTH MGMNT.PC ~12 EAST WATERsT~~NEWBURGH~IN~47601~MANAGEMENT, TAX ACCOUNTING, BUSINESS ADVISORY SERVICES,100-125 HRS./MONTH (2) J.BAKER FAMILY LLP~'NIR'~170 HWY 261~~BOONVILLE~IN~47601~FARMING/AGRICULTURE/DAIRY~PARTNER/GENERAL PARTNER~11/2005~10HRS~0HRS~ MAKING CROPPING DECISIONS AND KEEPING FINANCIAL RECORDS. (3) JAY BEE FARMS INC/PRES~'NIR'~170 HWY 261~~BOONVILLE~IN~47601~FARMING/AGRICULTURE/DAIRY~PERSONAL/BUSINESS SERVICES~1/1987~42HRS~0HRS~ MANAGING FARM (4) JEFF & JANE BAKER~'NIR'~170 HWY 261~~BOONVILLE~IN~47601~RENTAL PROPERTY OWNER/MANAGEMENT~OWNER/SOLE PROPRIETER~3/2004~10HRS~0HRS~ MANAGE VARIOUS RESIDENTIAL AND COMMERCIAL RENTAL PROPERTIES~~RENTAL PROPERTY~'NIR'~304 WEST LOCUST~~BOONVILLE~IN~47601~RENTAL PROPERTY OWNER/MANAGEMENT~OWNER/SOLE PROPRIETER~9/1991~2HRS~0HRS~LANDLORD. (5) WARRICK VET CLINIC/TREASURER~'NIR'~186 HWY 261~~BOONVILLE~IN~47601~OTHER~TREASURER/COMPTROLLER~1/1992~5HRS~0HRS~ OVERSEE FINANCIAL ASPECTS OF BROTHER'S VETERINARY CLINIC. (6) FRIENDSHIP PORK, INC. - CONTRACT SOW FARM - NON INV. RELATED - 4 HRS. PER MONTH (7) WARRICK COUNTY SOIL & WATER DISTRICT SUPERVISOR - NON INV. RELATED - 4 HRS. PER MONTH (8) Warrick County School Board - Non-Inv Related, meetings held outside normal business hours, Est $2000.00 annual remuneration - Member of the School Board. (9) Indiana Association of Soil and Water District - Non business related Eff 2/1/17 - Treasurer - No remuneration, no check signing authority, spend 1% of time during regular business activity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1991-01-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1991-01-08
Designations
Other Names
  • Jeffrey Bill Baker

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